CGI Wealth360 Securities Processing’s real-time brokerage processing platform fortifies your back-office

Real-Time

Built to deliver real-time STP, reporting, borrowing, lending, and evaluation of cash and securities positions

N-Tiered Architecture

Ensures performance, scalability, reliability, high availability / contingency, and a wide choice of data access tools

Consistent Processing

Source-agnostic Transaction Processing System (TPS) supports real-time database commitment

Fully Multi-Currency

True multi-currency processing and reporting, unlike other Canadian suppliers

Increasing your operational efficiency and managing risk

DIRECT INVESTING BROKER-DEALERS

Support offerings for self-serve end investors

  • Track both on- and off-book assets

  • Monitor compliance in real-time

  • Generate channel-based commission

RETAIL BROKER-DEALERS

Enhance customer service

  • Leverage unparalleled processing capacity, throughput and system scalability

  • Handle large transaction volumes with complete straight-through-processing

  • Manage client / counterparty risk in real-time

INSTITUTIONAL BROKER-DEALERS

Manage inventory in real-time

  • Leverage real-time inventory management, clearance, and settlement modules

  • Manage counterparty, market, settlement and foreign exchange risk

  • Automate P&L write-offs

CGI Wealth360 Securities Processing’s front, middle and back office functionality supports large-scale brokerage firms, IIROC, MFDA, and other regulated businesses in Canada. A comprehensive feature-set includes a single security master, multi-currency capability, fully integrated automated funds transfer system, client statements, automated entitlements processing and foreign exchange management.

KEY DATA MANAGEMENT

Support all transactional and reference data needs

  • Security management

  • Account management

  • Organization management

  • Asset management (Accounting Book of Record)

TRANSACTION PROCESSING SYSTEM

Achieve real-time transaction processing convergence

  • Shareholder and portfolio management

  • Real-time brokerage accounting systems

REPORTING AND CONTROL COMPONENTS

Support complex investment operations

  • Margin and Segregation – full compliance with IIROC

  • Role-based, firm defined access with strong audit and logging support capability

  • Bilingual client reporting for confirms, statements and others

  • Canadian (federal and provincial) investment dealer tax reporting requirements

ACCOUNTING STRENGTH & KEY CONTROL FEATURES

Manage accounting book-of-record

  • True multi-currency (execution, settlement, reporting) processing and reporting

  • Track, edit, update, add client and account database records

  • Monitoring of trading activity, inventory, and system security